Director, AML Compliance

Other Jobs To Apply

About the position

Want to help everyday Americans invest and build wealth? Financial inequality is increasing, and too many people are getting left behind. At Stash, we are passionate about democratizing wealth creation through education, advice, and products that help customers achieve greater financial freedom. Stash is seeking a Director, AML Compliance who will also serve as the designated AML Compliance Officer for Stash’s broker-dealer entity. This leader will own and evolve our enterprise AML/BSA program. This leader will set strategy, oversee execution, and ensure our AML framework scales with Stash’s products, customer base, and regulatory footprint. This is a senior, highly visible role with direct influence over product launches, risk appetite, regulatory interactions, and cross-functional decision-making. You’ll partner closely with Legal, Product, Engineering, Operations, Data, Fraud and Executive Leadership to embed financial crime risk management into how Stash builds and grows.

Responsibilities

  • Own Stash’s AML/BSA compliance program end-to-end, ensuring alignment with the Bank Secrecy Act, USA PATRIOT Act, and SEC/FINRA requirements
  • Serve as a senior AML leader and key advisor to executive leadership on financial crime risk, regulatory expectations, and program maturity
  • Set AML strategy and roadmap, balancing regulatory rigor with a scalable, tech-enabled fintech business model
  • Oversee transaction monitoring, investigations, SAR governance, and escalation frameworks across Stash’s investing and banking products
  • Establish and maintain risk-based frameworks for customer due diligence (CDD), enhanced due diligence (EDD), continuous monitoring and customer risk rating
  • Partner with Product and Engineering to design AML controls for new products, features, and customer experiences from ideation through launch
  • Lead AML risk assessments, independent testing, and remediation efforts, including ownership of findings and regulatory commitments
  • Act as a primary point of contact for AML-related regulatory exams, audits, and inquiries
  • Develop and mentor AML leadership and individual contributors, building a high-performing compliance organization
  • Drive data-driven insights through AML metrics, KRIs, and reporting to senior leadership and the Board
  • Monitor emerging financial crime risks, fintech trends, and regulatory developments to proactively adapt the AML program
  • Own AML policies, procedures, and enterprise training programs tailored to Stash’s business model

Requirements

  • 10+ years of AML/BSA compliance experience, including leadership roles within a broker-dealer, fintech, bank, or regulated financial institution
  • Deep expertise in BSA/AML, SEC, and FINRA regulatory requirements
  • Demonstrated experience owning or significantly shaping an AML program at scale
  • Strong track record partnering with product, engineering, and data teams in a digital-first environment
  • Experience leading regulatory exams, audits, and complex remediation efforts
  • Proven people leader with experience building and scaling teams
  • Ability to communicate complex regulatory concepts clearly to executives and non-compliance stakeholders
  • Strategic mindset with the ability to operate hands-on when needed
  • CAMS or similar certification strongly preferred
  • Knowledge of and experience with global business lines

Nice-to-haves

  • Certification in a professional association such as the Association of Certified Anti-Money Laundering Specialists (ACAMS)
  • FINRA Series 7 or 24

Benefits

  • Comprehensive total rewards package, comprising compensation (salary and equity) and health care benefits
  • Complimentary subscription to Stash+ account
  • Remote-first work policy – Live and work where you feel the most productive, whether that is in your home, in an office.
  • Flexible PTO
  • Work-from-home equipment stipends; home internet subsidy
  • Paid Parental Leave (offerings for birth giving and non-birth giving parents)
  • Primary & Secondary Enhanced health and wellness benefits through One Medical, Gympass, and Maven Health
Back to blog

Other Jobs To Apply

Remote, Member of Technical Staff, Growth Engineering | WorkStaff USA Staffing Agency LLC | Handshake

Work From Home Customer Service Rep

Remote Travel Agent / Advisor – Independent Contractor Cruise | All-Inclusive | Europe | Disney

REMOTE - Quality Assurance Coordinator / OV Clerk - Contract

Litigation Attorney (Remote)

Entry-Level Medical Billing

Remote Licensed Customer Service Representative

Director, Membership, Performance Marketing, Media and Budget Reviews

Senior Principal Software Engineer - Generative AI & Mobile Platforms (Remote)

Overnight Customer Support Representative – Wor...

Part-Time Chat Support Agent (Remote) – 15 – 18/hr Job ID- 798 Job ID- 3011

Mgr, Delivery Management, Merch Tech (Remote)

TikTok Shop Intern

Remote Medical Assistant- Healthguide

Reddit Content Lead & Writer Coach (Remote)

Property Intern

Billing Specialist

Proofreader REMOTE JOB

__Work From Home |Entry-Level Remote Job Hiring Immediately | No Experience

Work from Home Customer Service Coordinator-Card Account Servicing

American Airlines Customer Service Jobs - (Work At Home)

Remote Airlines Job, Southwest Airlines Careers At Home @ Joblagii ( Senior Manager Technology )

Remote Data Entry Clerk Flexible Hours, No Degree

Finance Associate - Remote

Home-Based Data Entry Typist

American Express Careers Remote Jobs Near Me

[Hiring] Freelance Writer @IAPWE

Part Time Telemedicine Nurse Practitioner

Part-Time Bookkeeper (Remote) -- Immediate Opening

Digital / Associate Digital Product Manager II

Amazon Customer Service - Work From Home $16-$24/hr

Remote Project Manager

Accountant Remote

Software Tester - Fully Remote

Human Resources Benefits Generalist - Remote

RN, Utilization Management (Clinical Claims Review)

Disney Jobs Remote, Disney Jobs From Home @ Get Dream Job

Remote Out of Office Position / Data Entry (Hiring Immediately)

Full Remote Associate Role - Entry Level | Immediate Hiring | Part-time/Full-time

amazon work from home $15+/ Hour (Sign on Bonus!)!

Remote Work From Home Customer Service Representative Agent - Part Time Panelists Needed

Vice President, Direct Response

Registered Nurse Multi Specialty (Remote Patient Monitoring-RPM)

Remote JOB POSTING #2090: Regional HR Business Partner, Central (remote role)

Sr. AI Solution Architect

Account Services Coordinator

Temporary Level II MT/PT/UTT Techs with 40HR Radiation Safety & State or IRRSP Card

Remote Project Manager: Client Communications

Interior Designer/Architect - Workplace

PRN Emergency Management Reservist

Common Interview Questions And Answers

1. HOW DO YOU PLAN YOUR DAY?

This is what this question poses: When do you focus and start working seriously? What are the hours you work optimally? Are you a night owl? A morning bird? Remote teams can be made up of people working on different shifts and around the world, so you won't necessarily be stuck in the 9-5 schedule if it's not for you...

2. HOW DO YOU USE THE DIFFERENT COMMUNICATION TOOLS IN DIFFERENT SITUATIONS?

When you're working on a remote team, there's no way to chat in the hallway between meetings or catch up on the latest project during an office carpool. Therefore, virtual communication will be absolutely essential to get your work done...

3. WHAT IS "WORKING REMOTE" REALLY FOR YOU?

Many people want to work remotely because of the flexibility it allows. You can work anywhere and at any time of the day...

4. WHAT DO YOU NEED IN YOUR PHYSICAL WORKSPACE TO SUCCEED IN YOUR WORK?

With this question, companies are looking to see what equipment they may need to provide you with and to verify how aware you are of what remote working could mean for you physically and logistically...

5. HOW DO YOU PROCESS INFORMATION?

Several years ago, I was working in a team to plan a big event. My supervisor made us all work as a team before the big day. One of our activities has been to find out how each of us processes information...

6. HOW DO YOU MANAGE THE CALENDAR AND THE PROGRAM? WHICH APPLICATIONS / SYSTEM DO YOU USE?

Or you may receive even more specific questions, such as: What's on your calendar? Do you plan blocks of time to do certain types of work? Do you have an open calendar that everyone can see?...

7. HOW DO YOU ORGANIZE FILES, LINKS, AND TABS ON YOUR COMPUTER?

Just like your schedule, how you track files and other information is very important. After all, everything is digital!...

8. HOW TO PRIORITIZE WORK?

The day I watched Marie Forleo's film separating the important from the urgent, my life changed. Not all remote jobs start fast, but most of them are...

9. HOW DO YOU PREPARE FOR A MEETING AND PREPARE A MEETING? WHAT DO YOU SEE HAPPENING DURING THE MEETING?

Just as communication is essential when working remotely, so is organization. Because you won't have those opportunities in the elevator or a casual conversation in the lunchroom, you should take advantage of the little time you have in a video or phone conference...

10. HOW DO YOU USE TECHNOLOGY ON A DAILY BASIS, IN YOUR WORK AND FOR YOUR PLEASURE?

This is a great question because it shows your comfort level with technology, which is very important for a remote worker because you will be working with technology over time...